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Life Cycle of a Trade

A financial trade does not end with the execution of an order. In fact, the execution is just a starting point for an extensive series of activities. This playlist provides a high-level overview of the different stages of the trade lifecycle and highlights the importance of all involved areas and participants.

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17 Lessons (24m)

Show lesson playlist
  • 1. Lifecycle of a Trade Overview

    01:56
  • 2. Pre Trade - Client Onboarding

    01:04
  • 3. Pre Trade - Market Research & Analysis

    01:11
  • 4. Pre Trade - Order Preparation & Placement

    01:32
  • 5. Pre Trade - Compliance Checks

    01:00
  • 6. Pre Trade - Counterparty Checks & Limits

    01:23
  • 7. Trade Execution - Trading Venues

    01:56
  • 8. Trade Execution - Order Types

    01:39
  • 9. Trade Execution - Liquidity

    01:00
  • 10. Clearing

    02:31
  • 11. Settlement

    01:55
  • 12. Position and Risk Management

    00:44
  • 13. Measuring Profit & Loss

    00:39
  • 14. Managing Corporate Actions

    01:06
  • 15. Internal & External Reporting

    01:13
  • 16. Managing Counterparty Exposure

    01:31
  • 17. Life Cycle of a Trade Tryout


Prev: Market Sectors Next: Algorithmic Trading

Lifecycle of a Trade Overview

  • Notes
  • Questions
  • 01:56

What is a trade and a high level overview of the lifecycle of a trade.

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Further Help
  • Felix How to Guide walks you through the key functions and tools of the learning platform.
  • Playlists & Tryouts: Playlists are a collection of videos that teach you a specific skill and are tested with a tryout at the end. A tryout is a quiz that tests your knowledge and understanding of what you have just learned.
  • Exam: If you are collecting CPE points you must pass the relevant CPE exam within 1 year to receive credits.
  • Glossary: A glossary can be found below each video and provides definitions and explanations for terms and concepts. They are organized alphabetically to make it easy for you to find the term you need.
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  • Questions: If you have questions about the course content, you will find a section called Ask a Question underneath each video where you can submit questions to our expert instructor team.