Managing the Risk I – Due Diligence – Felix

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Managing the Risk I - Due Diligence

High-risk customers and the risk-based approach to financial crime.

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10 Lessons (19m)

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1. Managing the Risk - Due Diligence

02:30
2. Managing the Risk - Sources of Wealth and Sources of Funds

01:41
3. Managing the Risk - High Risk Customers

02:02
4. High Risk Customers - PEPs

02:33
5. High Risk Customers - Charities

00:46
6. High Risk Customers - Money Changers

01:20
7. Ultimate Beneficial Owners

04:45
8. Ongoing Money Laundering Risk Assessments

02:11
9. The Risk-Based Approach

01:23
10. Anti Money Laundering - Managing The Risk I Tryout

Prev: Money Laundering Recap Next: Managing the Risk II - Financial Crime Risk Management

Managing the Risk - Due Diligence

Notes
Questions

02:30

The importance of knowing your clients, the origins of their money, and the types of transactions they may carry out with a financial services firm. Covering customer due diligence (CDD) and enhanced due diligence (EDD).

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Glossary

CDD Compliance customer due diligence Due Diligence EDD enhanced due diligence money laundering

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