Description

A comprehensive overview of the Prime Brokerage industry. The roles and services of Prime Brokers, the trading and settlement ecosystem, securities lending and borrowing strategies, and the evolution of the industry.

Learning Objectives

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1. Identify the Prime Broker services and roles.
2. Determine how a prime broker aids the trading and settlement ecosystem.
3. Recall how prime brokers help securities lending and borrowing strategies.
4. Recall the industry evolution and how regulatory considerations have changed.